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blue-check Schedule of prices of securities services from January 1st, 2022

Circular No. 102/2021/TT-BTC dated November 17th, 2021 of the Ministry of Finance on prescribing prices of securities services applied in securities trading organizations and commercial banks participating in Vietnam’s securities market
Posted: 25/11/2021 7:39:28 AM | Latest updated: 13/1/2022 2:19:09 PM (GMT+7) | LuatVietnam: 5341 | Vietlaw: 544
VietlawOnline

This Circular promulgates the Schedule of prices of securities services from January 1st, 2022, including: underwriting service for share issues, management of public securities investment funds, auction service, etc.

Accordingly, from January 1st, 2022, price of brokerage service to buy/sell shares, fund certificates or covered warrants, etc. must not exceed 0.45% of trading value (the old price may be collected up to 0.5% of trading value).

The ceiling price of ETF certificate issuance is also reduced from 5% to 1% of trading value).

This Circular takes effect from January 1st, 2022 and replaces Circular No. 128/2018/TT-BTCstatus1 dated December 27th, 2018.

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Effective Date 1-Jan-2022
ExpiredDate Unknown
Published Vietlaw's Newsletter No. 544

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enflag pdficon TT102-17112021BTC[EN].pdf

Timeline

Securities

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red-check Amendments to many regulations on issuance of corporate bonds
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blue-check New regulation on supervision of the compliance with laws of Vietnam Exchange
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blue-check Increase in fines on violations against regulations on securities from January 1st, 2022
blue-check List of government bond market makers in 2022
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blue-check From 2022: Securities companies shall apply the new financial regime
blue-check Schedule of prices of securities services from January 1st, 2022
blue-check Schedule of prices of securities services applied in stock exchanges from January 1st, 2022