blue-check Regulations on information disclosure of securities investors

Decision No. 21/QĐ-SGDVN dated December 21st, 2021 of Vietnam Exchange on promulgating regulations on information disclosure of Vietnam Exchange and its subsidiaries
Posted: 27/5/2022 3:24:43 PM | Latest updated: 31/5/2022 11:16:54 AM (GMT+7) | LuatVietnam: 5462 | Vietlaw: 562

The regulations provide guidelines on information disclosure of entities participating in the securities market at stock exchanges according to the regulations at Circular No. 96/2020/TT-BTC, including:

- Information disclosure by organizations having registered or listed shares, organizations having listed bonds, issuers of covered warrants;

- Information disclosure by trading members, special trading members and securities investment fund management companies;

- Disclosure of information about listed public funds, listed public securities investment companies and exchange-traded funds;

- Information disclosure by domestic investors, foreign investors that are majority shareholders;

Especially, disclosure of information about private placement and trading of privately placed bonds shall comply with specific regulations.

This Decision takes effect from the date of its signing.

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Penalty document
Effective Date 21-Dec-2021
ExpiredDate Unknown
Published Vietlaw's Newsletter No. 562
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